| 中国上市公司关联交易法律规制研究 |
| Alternative Title | Research on the Legal Regulation of Listed Corporation’s Affiliated Transaction in PRC
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| 张军 |
| Subtype | 硕士
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| Thesis Advisor | 马明贤
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| 2015-05-16
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| Degree Grantor | 兰州大学
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| Place of Conferral | 兰州
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| Degree Name | 硕士
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| Keyword | 关联交易
上市公司
法律规制
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| Abstract | 关联交易存在已久，其利弊也体现的非常明显，上市公司若利用其积极一面，不但可以优化资源配置还可以大幅度降低交易成本。然而在实践中，公司都有着不变的使命即追求利益最大化，上市公司则表现的更加明显。在利益的驱使下，上市公司内部的控权股东往往会借助其绝对性优势地位侵害其他小股东的合法权益。本文立足于国内关联交易的目前情况，针对我国具体问题提出法律规制的建议，试图在上市公司所存在的关联交易大环境下建立一种救济方式，努力形成三位一体的法律规范制度，通过此举措维护市场公平机制以及经济秩序，确保中小股东、债权人以及投资者的合法权益不受侵犯。本文共分为四个部分，从关联交易问题的提出到最后法律规制的建议，由理论到实践逐步分析。首先，通过对关联交易的定义进行理论研究，由此引出了关联交易的本质，并在其中发现了我国上市公司自出现以来即存在的关联交易问题。其次，根据问题找出其发展过程和产生的动机，结合实际情况逐一列举问题所在，并在与他国关联交易产生之背景的对比过程中发现我国关联交易存在的实质问题。再次，从理论到法条全面剖析目前我国关联交易的理论基础和法律规定的缺陷，其中不乏以国外的成功立法作为参照标准，期望通过对比可以为我国立法提供一些借鉴。最后，通过在国内外立法的对比过程中，查缺补漏，并试图在我国立法实践的基础上创设具有指导性意义的立法原则、提出系统化的立法建议，从信息披露、中小股东以及债权人这三方面搭建基本的立法框架体系，有针对性的逐步完善法律规制，最终建立一种有利于投资者的救济制度。 |
| Other Abstract | Related party transactions has existed for a long time, its advantages and disadvantages are also reflects the very obvious, if the listing Corporation with its positive side, not only can optimize the allocation of resources, but also can greatly reduce transaction costs; however, in practice, companies have the same mission is the pursuit of profit maximization, the listing Corporation is more obvious, driven by the interests of the listing Corporation internal controlling shareholders often infringe other small shareholders with its absolute advantage position of the legitimate rights and interests. In this paper, based on the current situation of the domestic, according to the specific problems in China's legal regulation of the recommendations put forward, trying to set up a relief way transaction environment existing in the listing Corporation, to form a trinity of laws and regulations system, through this measure to maintain fair market mechanism and economic order, to ensure that the medium and small shareholders and creditors and investors. The legitimate rights and interests are not infringed upon.This paper is divided into four parts, at the end of the legal regulation of the recommendations put forward from the problem of related party transactions, from theory to practice step by step analysis. First, theoretical research through the definition of related party transactions, the nature of related party transactions, and China's listing Corporation since the emergence of the existence of the problem of related party transactions were found in the. Secondly, according to the problems of the development process and the motivation, combined with the actual situation to enumerate the problem, and in his country and related party transactions background contrast found in the process of the practical problems existing in related transactions in china. Once again, from the theory to the method of comprehensive analysis of defects in theory and legal provisions related transactions in China at present, many of them with successful foreign legislation as reference standard, the comparison can provide some references for the legislation of our country. Finally, through the comparison of the legislation at home and abroad, and to fill gaps and lack of investigation, based on the legislative practice of our country and put forward legislative proposals on the creation of a systematic guiding significance of the legislative principle, legislative fram... |
| URL | 查看原文
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| Language | 中文
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| Document Type | 学位论文
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| Identifier | https://ir.lzu.edu.cn/handle/262010/201749
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| Collection | 法学院
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Recommended Citation
GB/T 7714 |
张军. 中国上市公司关联交易法律规制研究[D]. 兰州. 兰州大学,2015.
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